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Did you know that only a mere 36% of Americans have a written financial plan? Let’s face it, a lot of people need help planning their finances and building their wealth. You can help them do that as ...

The Series 65, also known as the Uniform Investment Adviser Law Examination, is a test and license required of most financial professionals. If you’re interested in becoming a financial professional, ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

The Series 65 exam is required if you want to work as an investment adviser representative (IAR) or start your own registered investment adviser (RIA) firm. Passing this test lets you create financial ...

There are many things that a person who plans to enter the industry as an investment professional must consider. They must take certain qualification examinations and, more importantly, they must pass ...

What Is the Series 65? The Series 65 is a financial industry exam and licensing requirement designed for individuals who wish to become registered investment advisors in the United States. This ...

When Tricia Rosen was ready to restart her financial services career, she was happy to see the industry had changed for the better. "Now that my children are older I wanted to reenter the workforce, ...

Passing the Series 65 is your ticket to becoming an Investment Advisor Representative, but not everyone makes it through on their first try. With a pass rate between 65-70%, this exam is more ...

Anyone who wants to market and sell investments must obtain a securities license. The Series 65 license is required to provide financial advice or services on a non-commission basis. Economic factors ...